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PE Roundtable - Virtual SEC Update
Thursday, January 15, 2026
12:00pm PT | 2:00pm CT | 3:00pm ET
SEC Virtual Fireside Chat: Navigating Regulatory Change in Asset Management
Which SEC regulatory developments, exam priorities and enforcement actions should private fund managers be aware of now and in the year ahead?
Join RSM and leading industry experts for an exclusive virtual fireside chat focused on the latest SEC regulatory developments, examination priorities, and enforcement actions impacting private fund managers and asset management professionals. This virtual event, hosted in partnership with ACG San Francisco, brings together top voices from the SEC, legal experts, and RSM’s asset management leaders to deliver timely insights and actionable strategies for navigating today’s evolving regulatory landscape.
Why Attend?
- Expert Panel: Hear directly from SEC representatives and renowned legal advisors, including Kristin Snyder (Debevoise & Plimpton LLP), Hardy Callcott (Sidley Austin LLP), Vadim Glukhovsky (SEC), Alex Bradford (RSM), and Jon Waterman (RSM).
- Timely Topics: Explore the impact of new SEC examination priorities, rules and enforcement trends, including AI and predictive analytics, marketing regulations, custody and outsourcing, and more.
- Strategic Insights: Learn how regulatory and enforcement changes may affect your organization, discover best practices, and gain practical guidance for compliance and growth.
Who Should Attend?
- Private fund managers, CFOs, controllers, compliance professionals, and asset management executives seeking to stay ahead of regulatory developments and industry trends.
Event Details:
- Date: January 15, 2026
- Time: 12pm PST
- Format: Virtual (Zoom platform)
- Duration: 60 minutes
- Panelists: SEC, Sidley Austin, Debevoise & Plimpton, RSM
Panel:
- Alex Bradford, Partner, Audit Services, RSM
- Hardy Callcott, Partner, Sidley Austin LLP
- Vadim Glukhovsky, Assistant Director, Division of Examinations, US Securities and Exchange Commission
- Kristin Snyder, Partner, Debevoise & Plimpton LLP
- Jon Waterman, Partner - National Asset Management Practice Leader, RSM US LLP
Call to Action
Registration is now open—reserve your place to gain exclusive access to expert insights and connect with industry leaders.
Don’t miss this opportunity to stay informed, ask your questions, and position your organization for success in 2026 and beyond.
Sponsored by:
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Hosted by: ACG
Chapter
San Francisco
